The time to prepare your company's detailed proof documentation for its Australian Financial Services Licence (AFSL) application is fast approaching. This process is potentially arduous. To help navigate the maze of Australian Securities Commission policies, legislation and regulations surrounding an AFSL application.

What is the AFS Licensing Toolkit?

This unique Toolkit, available on CD-ROM, includes 'skeleton' draft documents of all the documentary proofs your company needs to develop and lodge with Australian Securities & Investments Commission (ASIC).

While guiding you through the creation of the proof documentation, the Toolkit allows maximum flexibility for tailoring the documents to your company's business.

Each document directs you to the source of your obligations concerning the AFS licensing regime, allowing you to review internal processes and ensure they are compliant with the relevant law and ASIC requirements. Click here for an index of some, or all, of the relevant proof documents required by ASIC.

What are the benefits of the Toolkit?

This competitively-priced Toolkit provides:

• a comprehensive step-by-step guide to understanding and responding to ASIC's requirements for the proof documentation; and
• a cost-effective tool to assist your company successfully complete the required documentation to submit your AFS licence application.

Of course, if you need specialist legal advice on how your company's current or proposed business activities and processes fit into the Financial Services Reform concepts and requirements generally, our team is available to advise you on all aspects of Financial Services Reform.

In addition, should you require assistance/advice with developing or documenting the required business processes, Minter Ellison Consulting can assist you in this task.

Contact Us

For further information about the Toolkit, or to discuss the Financial Services Reform legislation more generally and how it affects your company, please contact Richard Batten on +61 2 9921 4712 or by email richard.batten@minterellison.com.